Senior Compliance Analyst

Job Summary:

As a Senior Compliance Analyst, you will provide compliance assistance, advice and support to all parts of the Group but primarily to the Trust and Corporate Service Provider and Pension companies. Duties will include but are not limited to:

  • Providing ongoing advice and support on regulatory compliance matters, as required;
  • Maintenance of regulatory registers;
  • Development, delivery and reporting of the compliance monitoring programme;
  • Assisting with the preparation of regulatory and professional body correspondence, notifications and annual returns;
  • Providing risk based due diligence, new client and periodic client review advice and support;
  • Providing anti-money laundering, terrorist financing, sanctions, facilitation of tax evasion, bribery and corruption advice, coaching and support;
  • Approving high risk new clients and periodic file reviews;
  • Reviewing and matching potential screening hits that have been referred to the Compliance Team;
  • Ensuring jurisdictional lists are kept up to date;
  • Supporting the maintenance of the risk management framework;
  • Identifying new or changed compliance risks;
  • Providing proactive support in the identification and implementation of developments to the compliance framework;
  • Coordinating the delivery of any regulatory change initiatives or projects impacting the businesses;
  • Assisting with collation of information for external banking reviews;
  • Proactive preparation and maintenance of Compliance Manuals, policies and associated documentation;
  • Contributing to the preparation and development of AML/CFT and other regulatory training;
  • Ensuring knowledge of AML/CFT and other compliance regulation is always up-to-date with recent developments and changes to legislation;
  • Any other duties that may be required, from time to time, to support the business.

Reporting To:

Head of Compliance

Qualifications Required:

  • 5 GCSEs or equivalent at grade C or above
  • Certificate or Diploma in Compliance is desirable but not essential as previous experience in the role is key


  • We are primarily looking for someone with experience working within the requirements of the Financial Services Rule Book and the AML/CFT Code, with at least 5 years’ experience
  • Microsoft Office
  • A working knowledge of CCH, Laserfiche and ViewPoint would be an advantage but not essential


External and internal training will be provided and encouraged


  • Attention to detail and accuracy
  • Able to work under pressure and to strict deadlines
  • Strong communication skills
  • Able to work on own initiative & with minimal supervision
  • Organisational skills & ability to prioritise


Support and assist the Compliance Department


  • Proactive
  • Enthusiastic
  • Problem Solver
  • Team player
  • Flexible approach
  • Personable


Full Time is preferable. Will consider part time hours.


  • Medicash Health Plan
  • Flexible hours and flexible working opportunities
  • Pension
  • Study support
  • Personal development and growth programmes
  • Team events
  • Fresh fruit weekly
  • Ongoing CPD support

Closing Date – Friday 16th June 2023